KCB Capital
Risk Manager
Job Ref: KC05/2015
The Position: Reporting to reporting to Legal, Risk and Compliance Manager, the position will be responsible for the risk management function within KCB Capital Limited and shall oversee the implementation of all controls within the brokerage business in order to meet all regulatory and internal requirements.
Key Responsibilities:The Position: Reporting to reporting to Legal, Risk and Compliance Manager, the position will be responsible for the risk management function within KCB Capital Limited and shall oversee the implementation of all controls within the brokerage business in order to meet all regulatory and internal requirements.
- Ensure that all regulatory, legal and other
aspects of brokerage business are met.
- Monitor all brokerage transactions and advise
as to their potential adverse implications for KCB Capital Limited and
what mitigation strategies might be put in place to prevent such outcomes
- Monitor all operational, market and credit
risk aspects for the KCB Capital.
- Certify that all reports regarding the above
compliance and risks are submitted in a timely manner where they are
required by the relevant stakeholders.
- Report all key exceptions observed that are
not corrected to Legal Risk and Compliance Manager, Chief Risk Officer,
Company Secretary and Chief Internal Auditor
- To facilitate policy review and development on
need basis.
- Calculation of Risk Based Capital as per CMA
requirements.
- To provide oversight for reporting compliance
to regulator.
- To coordinate the improvement of the company’s
risk matrix to capture all the inherent risks of the business and their
mitigating controls.
- To support the business in driving its
strategy plans including formulation of annual plans.
The Person:
For the above position, the successful applicant should have the following:
For the above position, the successful applicant should have the following:
- University Degree preferably in a business
related field.
- Professional qualifications
(CFA/KIB/ACIB/CPA/ACCA) or MBA is an added advantage.
- At least 3 years’ proven experience in a Risk
Function of an Investment Bank or Brokerage
- Knowledge of operations of the Capital Markets
Authority, Nairobi Security Exchange and Central Depository Settlement
Corporation.
- Strong knowledge of the regulatory
environment, brokerage risk, policies and procedures.
1.
Have thorough understanding of
Capital Markets products and services.
2.
Experience and relationships with
Capital Markets regulatory authorities
- Demonstrate sound knowledge of brokerage and
advisory business environment, regulations and operations.
- Knowledge of the fixed income and equities
market.
- Excellent, high quality interpersonal,
presentation, problem solving, negotiation skills with the ability to
positively and clearly communicate with a variety of constituents.
- Ability to network through all open channels
with large technological dependency for the target market.
- Proven excellent analytical, planning,
organization and execution skills.
- Ability and flexibility to travel widely and
be accessible to customers from different global time-zones.
The above position is demanding for
which the bank will provide a competitive package for the successful
candidates.
KCB Capital
Research Analyst
Job Ref: KC04/2015
The Position: Reporting to the Head of Brokerage, the position will be responsible for preparing accurate and complete research reports for the company and clients.
The Position: Reporting to the Head of Brokerage, the position will be responsible for preparing accurate and complete research reports for the company and clients.
The candidate will work closely with
the Dealers to develop trading ideas and ensure that clients receive sound
financial advice.
Key Responsibilities:
Key Responsibilities:
- Provide research findings on key market trends
and opportunities.
- Ensure the integrity of data gathering and
interpretation of market research findings.
- Keep up-to-date on industry and sector trends
and research methodologies.
- Produce industry/role-specific research as
necessary.
- Conduct fundamental and technical research.
- Construct, maintain and review the forecasting
models.
- Analyse and synthesize financial and operating
information about companies and sectors in order to gain insights and
develop opportunities for clients
- Perform valuation analysis using various
methodologies including DCF and market multiples
- Undertake detailed economic, sectorial and
company research & analysis in support of capital markets products
- Monitor Securities market performance and
interpret financial reports as necessary
The Person:
For the above position, the successful applicant should have the following:
For the above position, the successful applicant should have the following:
- University Degree preferably in a business
related field.
- Professional qualifications
(CFA/KIB/ACIB/CPA/ACCA, NSE ATS Certificate) or MBA is an added advantage.
- Must have undergone an Investment Banking
and/or Securities Trading training.
- At least 4 years’ experience as a research
analyst in the Financial services sector with experience in the following
areas:
1.
2 years’ experience developing and
updating of financial models and valuations.
2.
2 years’ experience undertaking research
on assigned industries or sectors.
3.
2 years’ experience with Investment
Banking products, Bloomberg and Reuter’s platforms.
- Demonstrate sound knowledge of brokerage and
advisory business environment, regulations and operations.
- Demonstrate an understanding of both
fundamental and technical analysis of a company
- Excellent knowledge of the fixed income and
equities market.
- Conceptual and Analytical Skills: Flair with
figures, and strong analytical skills with the ability to interpret
financial information.
- Excellent, high quality interpersonal,
presentation, problem solving, negotiation skills with the ability to
positively and clearly communicate with a variety of constituents.
- Ability to network through all open channels
with large technological dependency for the target market.
- Proven excellent planning, organization and
execution skills.
- A good understanding of risk, credit policies
and procedures.
The above position is demanding for
which the bank will provide a competitive package for the successful candidates.
KCB Capital
Manager Operations Brokerage
Job Ref: KC03/2015
The Position: Reporting to reporting the Head of Brokerage, the
role will be the custodian of the company’s operational policies processes and
procedures and responsible for ensuring seamless operations whilst ensuring
adherence to polices and regulatory guidelines.
Key Responsibilities:
Key Responsibilities:
- Liaise with the Finance and other stakeholders
during preparation of brokerage financial statements.
- Ensure that Fund Managers and Custodians
receive their contract notes on email on T, and the hard copies on T+1 and
all other processing is done within agreed turnaround times.
- Ensure that all CDSC functions –
immobilization, withdrawals, transfers etc. – are done in a timely manner
as per the set standards.
- Build, improve and maintain effective
relationships with industry stakeholders i.e. NSE, CDSC, Custodian Banks,
Registrars, Fund Managers, Uganda Stock Exchange, Uganda Registrars and
CMA.
- Ensure seamless communication between customer
service unit and operations. Manage the query resolution process by
providing timely responses.
- To ensure all the relevant statutory
deductions are remitted to the relevant statutory bodies in a timely
manner.
- To liaise with Administration & IT on
disaster recovery plan, testing & certification.
- To Liaise with Legal department on complaints
with legal implications.
- Support internal and external auditors and
inspectors, responding to audit queries, and providing audit information
and schedules.
The Person:
For the above position, the successful applicant should have the following:
For the above position, the successful applicant should have the following:
- University Degree preferably in a business
related field.
- Professional qualifications
(CFA/KIB/ACIB/CPA/ACCA) or MBA is an added advantage.
- At least 3 years’ proven experience in Brokerage
/ Custody Back office operations of an Investment Bank or Brokerage.
1.
Knowledge of operations of the
Capital Markets Authority, Nairobi Security Exchange and Central Depository
Settlement Corporation.
- Strong knowledge of the regulatory
environment, brokerage risk, policies and procedures.
1.
Have thorough understanding of
Capital Markets products and services.
2.
Experience and relationships with
Capital Markets regulatory authorities.
- Demonstrate sound knowledge of brokerage and
advisory business environment, regulations and operations.
- Knowledge of the fixed income and equities
market.
- Excellent, high quality interpersonal,
presentation, problem solving, negotiation skills with the ability to
positively and clearly communicate with a variety of constituents.
- Ability to network through all open channels
with large technological dependency for the target market.
- Proven excellent analytical, planning,
organization and execution skills.
The above position is demanding for
which the bank will provide a competitive package for the successful
candidates.
KCB Capital
Fixed Income Dealer
Job Ref: KC02/2015
The Position: Reporting
to the Head of Brokerage, the position will be responsible for ensuring
accurate and timely execution of fixed Income trades for clients, while
ensuring compliance to CDSC, CMA & NSE trading regulations.
Key Responsibilities:
Key Responsibilities:
- Grow the client base and revenue as per the
set targets.
- Develop and implement trading strategies.
- Review all securities transactions to ensure
accuracy of information and that trades conform to regulations of NSE.
- Ensure appropriate response and resolution of
queries and requests by clients within agreed timelines
- Provide market and investment information to
clients.
- Execute orders in a timely and efficient
manner
- Monitor active orders for risk and optimal
tactic selection
- Manage order flow from clients, ensuring
smooth processes and swift transactions
The Person:
For the above position, the successful applicant should have the following:
For the above position, the successful applicant should have the following:
- University Degree preferably in a business
related field.
- NSE ATS Certificate is mandatory.
- Professional qualifications
(CFA/KIB/ACIB/CPA/ACCA) or MBA is an added advantage.
- At least 4 years’ proven fixed Income trading
experience in an Investment Bank or Brokerage.
- Experience in using Bloomberg and Reuters
terminals will be an added advantage.
- Demonstrate sound knowledge of brokerage and
advisory business environment, regulations and operations.
- Excellent knowledge of the fixed income
market.
- Excellent, high quality interpersonal, presentation,
problem solving, negotiation skills with the ability to positively and
clearly communicate with a variety of constituents.
- Ability to network through all open channels
with large technological dependency for the target market.
- Proven excellent analytical, planning,
organization and execution skills.
- Ability and flexibility to travel widely and
be accessible to customers from different global time-zones.
- A good understanding of risk, credit policies
and procedures.
The above position is demanding for
which the bank will provide a competitive package for the successful
candidates.
KCB Capital
Equities Dealer
Equities Dealer
Job Ref: KC01/2015
The Position: Reporting to the Head of Brokerage, the position will be responsible for ensuring accurate and timely execution of equity trades for clients, while ensuring compliance to CDSC, CMA & NSE trading regulations.
Key Responsibilities:
The Position: Reporting to the Head of Brokerage, the position will be responsible for ensuring accurate and timely execution of equity trades for clients, while ensuring compliance to CDSC, CMA & NSE trading regulations.
Key Responsibilities:
- Grow the client base and revenue as per the
set targets.
- Review all securities transactions to ensure
accuracy of information and that trades conform to regulations of NSE.
- Develop and implement trading strategies
- Ensure appropriate response and resolution of
queries and requests by clients within agreed timelines.
- Provide market and investment information to
clients.
- Execute orders in a timely and efficient
manner
- Monitor active orders for risk and optimal
tactic selection.
- Manage order flow from clients, ensuring
smooth processes and swift transactions.
The Person:
For the above position, the successful applicant should have the following:
For the above position, the successful applicant should have the following:
- University Degree preferably in a business
related field.
- NSE ATS Certificate is mandatory.
- Professional qualifications
(CFA/KIB/ACIB/CPA/ACCA) or MBA is an added advantage.
- At least 4 years’ proven equity trading
experience in an Investment Bank or Brokerage.
- Experience in using Bloomberg and Reuters
terminals will be an added advantage.
- Demonstrate sound knowledge of brokerage and
advisory business environment, regulations and operations.
- Excellent knowledge of the equities market.
- Excellent, high quality interpersonal,
presentation, problem solving, negotiation skills with the ability to
positively and clearly communicate with a variety of constituents.
- Ability to network through all open channels
with large technological dependency for the target market.
- Proven excellent analytical, planning,
organization and execution skills.
- Ability and flexibility to travel widely and
be accessible to customers from different global time-zones.
- A good understanding of risk, credit policies
and procedures.
The above position is demanding for
which the bank will provide a competitive package for the successful
candidates.
If you believe you can clearly
demonstrate your abilities to meet the criteria given above, please submit your
application with a detailed CV, stating your current position, remuneration
level e-mail and telephone contacts quoting the job title/reference in the
subject field to recruitment@kcb.co.ke
NB: In the event that you are successful, we will require that you provide us with a Certificate of Good Conduct that is not more than 6months old.
To be considered your application must be received by Nov. 13, 2015.
Only short listed candidates will be contacted.
NB: In the event that you are successful, we will require that you provide us with a Certificate of Good Conduct that is not more than 6months old.
To be considered your application must be received by Nov. 13, 2015.
Only short listed candidates will be contacted.
