AML Compliance Manager
Job Ref: RISK 03/2015
Department: Risk
Department: Risk
Key Responsibilities
- Act as anti-money laundering liaison contact
in Head Office, maintaining continuous dialogue and information to
business units on key issues defined in the AML/KYC policies.
- Maintain monitoring of sales and new business
activities to identify advise on, and resolve any high risk activity.
- Act as the AML System Business System
Administrator, ensuring effective alert management, review and reporting.
- Track and alert on the status and performance
of AML/KYC compliance responsibilities across Bank Units.
- Support the direction, development,
maintenance and distribution of AML/KYC awareness and system training
& other compliance policy training across the network units.
- Carryout initial review of AML alerts and
maintain follow-up for conclusion on AML case management, including
providing AML system support to users.
- Maintain AML/KYC compliance risk data
collection, analysis and preparing reports with recommendations to
mitigate exposures.
- Maintain continuous engagement with business
units and to review and advise on New Products, and Projects, for
conformance with AML/KYC and sanctions programs.
- Through liaison with business unit maintaining
and advising status on Reputational risk issues to relevant committee.
- Monitor and report on the daily management of
compliance issues at respective units including significant internal
policies as may be advised.
- Prepare internal & external compliance
reports for the central compliance office with regard to external and
regulatory compliance issues on AML/KYC.
- Provide compliance risk liaison at peer levels
across specialist and risk functions. (Legal, Audit, Risk, HR, Finance,
including Forensic investigations and Insurance)
Qualifications and Requirements
For the above position, the successful applicants should have:
For the above position, the successful applicants should have:
- A first degree from a recognized
university. An MBA degree will be an added advantage.
- A relevant Anti-Money Laundering Qualification
(ACAMS)
- At least one risk-relevant professional
qualification, IRM, PRMIA, GARP, RCP II, etc.
- At least 1 year experience in working with the
Oracle FCCM AML System (formerly Mantas)
- 5 years of wide ranging bank experience - 3
years management experience, in either operations, or compliance/audit
related activities, with demonstrated understanding of the regulatory
environment including CBK Prudential Guidelines.
- Good knowledge of money laundering issues and
KYC requirements.
- A good know-how of bank-wide business
functions, administration and supervisory skills.
- Good management skills including
organizational, communication and problem solving skills.
- Demonstrated high integrity.
The above positions are demanding
roles which the Bank will provide a competitive package for the successful
candidates.
Auditor - Information Systems
Job Ref: AUD
06/2015
Department: Audit
The Position: Reporting to the Head Information Systems Audit, the IS Auditor will give objective and independent assurance to management that the Information systems in place are appropriate, well utilized, reliable and secure while giving commensurate recommendations on areas of improvement.
Key Responsibilities
Department: Audit
The Position: Reporting to the Head Information Systems Audit, the IS Auditor will give objective and independent assurance to management that the Information systems in place are appropriate, well utilized, reliable and secure while giving commensurate recommendations on areas of improvement.
Key Responsibilities
- Perform Information Systems audits, both
technical and end-user across the KCB Group in line with Internal Audit
Methodology, processes, procedures and timeframes.
- Ensure that access to electronically stored
corporate information is adequately protected and managed appropriate to
the risks.
- Identify and analyze level of threat and
potential risk to the organization’s IS assets.
- Test adequacy and effectiveness of systems
control measures.
- Recommend corrective measures to be undertaken
in areas of weaknesses.
- Make maximum use of Computer Assisted Audit
Tools e.g. ACL by automation tools for use by the entire Audit department.
- Performance of special Audits as and when
called upon.
- Develop and maintain the skills, knowledge and
expertise to make valuable contribution to the Internal Audit team.
- Be part of the Automated Audit Systems
Processes.
The Person
- University degree in Information Systems or
Computer Science.
- Possession of an Msc or other relevant
Postgraduate qualifications will be an added advantage.
- Professional certification in IT Audit, Risk
and Security e.g. CISM, CISSP, CISA, CRISC.
- At least 2 years working experience in a
management role in IT or IT Audit.
- Knowledge in risk assessment & control
concepts /methodologies.
- Knowledge in audit tools & techniques
including process mapping, control identification & analysis and
design of audit tests.
- Business process & control knowledge.
- Demonstrate leadership ability capacity.
- Strong Business and Financial Analytical
skills.
- Superior communication and inter-personal
skills, including report writing.
- Effective planning, organizing and problem
solving skills.
- Strong management and administrative skills.
- Initiative and self drive.
The above positions are demanding
roles which the Bank will provide a competitive package for the successful
candidates.
If you believe you can clearly
demonstrate your abilities to meet the criteria given above, please submit your
application with a detailed CV, stating your current position, remuneration
level, e-mail address and telephone contacts quoting the job title/reference in
the subject field to recruitment@kcb.co.ke.
To be considered your application must be received by Sept. 18, 2015.
Only short listed candidates will be contacted.
To be considered your application must be received by Sept. 18, 2015.
Only short listed candidates will be contacted.